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Compliance

Goodwin assists Ambienta on third ESG fund

The Goodwin London Private Investment Funds team reports that it assisted Ambienta on the raising of its third fund, Ambienta III, with a first and final close after less than three months of active marketing. With demand well in excess of EIR1 billion, the fund surpassed its original EUR500 million

Brian Privor, Gemini

Gemini adds SEC veteran to leadership team

The Gemini Companies (Gemini) has appointed Brian Privor as Chief Regulatory Officer. In this new role, Privor will help ensure that both Gemini and its fund clients’ operations are optimally equipped to comply with rules set by the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), National

Keith Parker, Link Asset Services

Fund governance changes loom large

By Keith Parker, Link Asset Services – The Irish funds industry had another bumper year with total assets for 2017 growing by EUR298 billion – a 16 per cent year-on-year increase – to a record high of EUR2.4 trillion1, a substantial figure and testament to the attractiveness of Ireland as

Mark Crossan, Bridge Consulting

Changing times in Irish funds

By Mark Crossan, Bridge Consulting – Irish Funds are on the move again. Every couple of years there is a new product evolution. In 2015 we had the introduction of the ICAV (Irish Collective Asset Management Vehicle) and 2018 is shaping up to be no different. Not only could this

Gayle Bowen, Pinsent Masons

New loan origination QIAIF regime – finally a viable option?

By Gayle Bowen & Aongus McCarthy, Pinsent Masons – Under new rules implemented by the Central Bank of Ireland (“Central Bank”) last month, Irish Loan Originating Qualifying Investor AIFS (“L-QIAIFs”) are now permitted to adopt broader credit focussed strategies. Previously L-QIAIFs were prohibited from engaging in any activities other than lending

James Williams, Hedgeweek

Updated Irish structure set to attract new wave of PE managers

Ireland’s investment funds industry shows no sign of slowing with total AUM reaching EUR2.4 trillion by end of 2017. That’s a 16 per cent growth year-on-year and represents a new high watermark for the jurisdiction, as alternative fund managers continue to set up UCITS and QIAIFs. That growth was underpinned

Guernsey flag

Guernsey welcomes mutual recognition call in think tank report

Calls from Guernsey for greater mutual recognition of financial regulatory standards have been endorsed in a new report from an independent think tank. The Institute of Economic Affairs has made the recommendation as part of a report on improving global financial services regulation and fostering economic growth and innovation after

Liberum selects TeleWare for MiFID II compliance solution

Boutique investment bank Liberum Capital, is using TeleWare’s mobile communications recording technology to ensure teams across the bank are compliant with the record keeping requirements of the recently introduced MiFID II legislation as well as the forthcoming GDPR regulation. The revamped version of the Markets in Financial Instruments Directive, or MiFID II, is

Ian Mutche, Oyster Consulting

Outsourcing eases the pressure of regulatory compliance

That Bermuda continues to strengthen its regulatory regime is very much a selling point for those thinking of doing business on the island. This year, the Caribbean Financial Action Task Force (CFATF) is assessing Bermuda, with a possible onsite in September. This follows its assessment of the Cayman Islands in

Scott Watson-Brown, PwC

Transparency is clear to see

Tax transparency has been an evolving focal point for the world’s economies as governments look to satisfy rigorous global compliance standards and shore up their tax revenues. Western media have focused on international financial centres following recent years’ cyber breaches that led to sensationalistic reporting about offshore investments, stoking a

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12 November, 2026 – 5:00 pm

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