FORWARD FEATURES CALENDAR

Compliance

Michael Appenzeller

Assetbox solution for Swiss wealth managers

Two years ago, in recognition of the regulatory burden facing Swiss fund managers, Pfaeffikon-headquartered Etops, an independent operational service provider for hedge funds and investors like family offices and wealth managers, combined forces with Deloitte to develop a unique solution called Assetbox.  Assetbox contains a series of modules to support

James Williams, Hedgeweek

Regulations improve Swiss investor confidence in hedge funds

There was a degree of trepidation among foreign hedge funds when Switzerland formerly introduced a revised version of the Collective Investment Scheme Act (CISA) on 1 March 2015, bringing hedge funds under the watch of FINMA, Switzerland's financial regulator, for the first time.  Previously, only funds that were registered for public

Joe Vittoria

Mirabella and CTAS platforms provide pathway to AIFM status

One of the primary reasons for investment managers choosing to use regulatory hosted services such as those provided by Mirabella, part of the Cordium group, is because of the time it takes regulators to approve manager applications; sometimes up to nine months in the UK.  For start-up managers entering the

RegERM reporting solution for Annex IV compliance

Regulatory reporting remains a pertinent issue for a lot of fund managers under AIFMD. One of the attractions of going with a fully outsourced AIFM, which can also provide sub-fund capabilities for those dipping their toe into Europe, is that the reporting and operational compliance function is taken care of. 

AIMA Jack Inglis

AIMA calls from regulatory reforms to support non-bank finance

The European Commission must prioritise non-bank finance and deeper capital markets as part of its regulatory review, according to the Alternative Investment Management Association (AIMA). AIMA made the comments in its response to the European Commission’s Call for Evidence on the EU regulatory framework for financial services, published in September

Regulation falling short, say financial services leaders

Senior executives at financial services firms are concerned that regulation in the sector is not promoting stability, according to the 2016 Global Regulatory Outlook published by Duff & Phelps. A majority of 193 C-Suite and senior level staff polled by the firm believe that regulation is having little or no

Invest Europe publishes new professional standards handbook

Invest Europe, formerly the European Private Equity and Venture Capital Association, has published its 2015 Professional Standards Handbook, "a comprehensive and up-to-date set of standards and guidelines for the private equity industry". Invest Europe says the Handbook reflects the heightened standards of transparency and accountability being pursued by investors in

AMG Funds and Pantheon deliver private equity fund access for retail investors

AMG Funds and Pantheon, have finalised the 1933 Act registration of the AMG Pantheon Fund making it more widely available to accredited investors seeking access to a diversified, institutional-calibre portfolio of private equity through a single investment.  The Fund is a multi-manager vehicle that seeks diversification across all key private

IASB publishes draft guidance to help management apply the concept of materiality

The International Accounting Standards Board (IASB) has published draft guidance to help company management determine whether information is material. The guidance is part of the IASB’s wider initiative to improve disclosures. The concept of materiality acts as a filter through which management sifts information to ensure that financial statements include

Pat Lardner, Irish Funds

Irish Funds welcomes CBI’s new UCITS regulations

Irish Funds, the representative body for the cross-border investment funds industry in Ireland, has today welcomed the publication of new Regulations for Undertakings for Collective Investment in Transferable Securities (UCITS) by the Central Bank of Ireland (CBI).
  
Once implemented, the Regulations will simplify the existing regime for clients of the

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12 November, 2026 – 5:00 pm

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