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Compliance

European private equity turns spotlight on responsible investment

Private equity fund managers and institutional investors in Europe have joined forces to develop portfolio company-focused due diligence guidance for responsible investment, in a new initiative launched by trade association Invest Europe. As environmental, social and governance (ESG) considerations become increasingly important to global institutional investors, Invest Europe – the

Scott Sommerville

Maples Fund Services launches enhanced private equity fund services solution

Maples Fund Services, a division of MaplesFS, has invested in its technology and personnel to support an enhanced private equity fund services offering. This includes the implementation of Investran, a portfolio and partnership accounting system, and the appointment of industry veteran Robert Wolfe as head of private equity solutions.  

Drooms launches virtual data room

Drooms has launched its new virtual data room Drooms NXG, an intuitive platform designed to increase automation of due diligence processes, for example within the framework of mergers and acquisitions, real estate transactions and IPOs. As digitisation rises so too does the potential for individual users to benefit from underlying

Raiffeisen Bank International goes live with Corona Cash and Liquidity

Raiffeisen Bank International has implemented SmartStream Technologies’ Corona Cash and Liquidity reporting solution to monitor and manage cash positions on an intraday basis, throughout the group. The Basel Committee on Banking Supervision has released ‘Principles for Sound Liquidity Risk Management and Supervision’ for intraday liquidity management with a target date

Kuflink turns to Contego for AML checks

Kuflink, a peer-to-peer lending platform where loans are secured against UK based property, is integrating Contego’s multi-source identity verification and risk-scoring platform to carry out Anti-Money Laundering (AML) checks on individuals. Kuflink selected Contego’s identity verification and risk-scoring platform to support its checking requirements as part of its lender onboarding

Linedata Henri Berthe

Lemanik adopts Linedata Compliance

Lemanik Asset Management, an independent Luxembourg-based asset manager with USD20 billion of assets held in 230 sub-funds, has chosen Linedata’s compliance monitoring software – Linedata Compliance. To comply with the UCITS and AIFM directives, which impose rigorous controls and strict transparency discipline, asset managers need a risk management system and

Ipreo launches private company business

Ipreo, a provider of market intelligence and workflow solutions to public issuers, sell-side firms and buy-side investors, is launching a new private company solutions (PCS) solution, Prism. Ipreo says Prism will build on the firm’s existing expertise in capital raising and shareholder management to private companies, which face unprecedented challenges

Sanne appoints compliance director in London

Sanne Group, a provider of outsourced corporate, fund and private client administration, reporting and fiduciary services, has appointed Andrew Shrimpton as compliance director with immediate effect. In this role, Shrimpton will be based in Sanne’s London office and will be responsible for ensuring the activities undertaken by Sanne’s UK authorised

Lawson Conner assists XIO Group launch in the UK

Compliance and regulatory firm Lawson Conner has added XIO Group to its stable of private equity clients. XIO (UK) LLP will operate as an onshore investment adviser, helping to support XIO Groups global private equity funds.   The UK entity is responsible for identifying opportunities in Western Europe and North

Brian Roberts

Compliance mindset to be set by senior management

Although it might not necessarily be top-of-mind for a start-up manager, if they are serious about building a proper business then establishing a culture of compliance from the get-go is important.  A new hedge fund manager that is not required to register with the SEC "doesn't necessarily need to have

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12 November, 2026 – 5:00 pm

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