PE Tech Report

Compliance

Stephen Kenny, Blick Rothenberg

Guidance for investors on the Reporting Fund Regime

Stephen Kenny (pictured) and Daniel Edgson from Blick Rothenberg’s Financial Services team take a look at the Reporting Fund Regime and provides guidance on what UK investors and individuals need to be aware of.

Diligend launches free to use SEC Form ADV data module for institutional investors

Diligend, a fund due diligence and monitoring software provider, has launched a new and free to use Form ADV data module. ADV data plays an instrumental role in helping investors make investment decisions during the selection of fund managers or when monitoring their existing portfolio. The data covers important information

New Chief Commercial Officer appointed at ACA Group

ACA Group (ACA) has appointed Aimee Egan to lead all of the firm’s go-to-market functions (including Sales & Marketing) in a newly created role of Chief Commercial Officer. Read the full story at Hedgeweek…  

Stephen Kenny, Blick Rothenberg

Salaried Member Rules: What you need to know if you’re an LLP

If you’re a member of an LLP, you need to watch out to avoid being caught unexpectedly by the Salaried Member Rules. Stephen Kenny (pictured) from Blick Rothenberg’s Financial Services team looks at the rules in more detail and explains what you need to know.

Private equity firm K1 invests USD120m in ComplySci

ComplySci, a provider of regulatory technology and compliance solutions for the financial services sector, has secured a growth capital investment of approximately USD120 million from K1 Investment Management, a private equity investment firm focused on high-growth enterprise software companies. ComplySci is a specialist in offering compliance software that creates a

Adam Palmer, ACA

Differentiated support in view of changing needs

ACA Group: Best Regulatory & Compliance Firm – Fundraising is expected to increase in the second half of 2021 into 2022 and as private equity firms face challenges on various dimensions, support that blends practical and regulatory advice is becoming critical.  “Despite the early economic impact of the pandemic and the

Events

24 October, 2024 – 8:30 am

Directory Listings