FORWARD FEATURES CALENDAR

Compliance

Horizon

New disclosure regime looms

The majority of private equity fund managers already disclose enough financial information to their LPs on fees and performance, say critics of new SEC proposals. So, who benefits from a more transparent asset class? With private assets under management at an all-time high and recent shocks such as the pandemic

SEC

SEC seeks to expand private fund disclosure requirements

The Securities and Exchange Commission has voted to propose new rules and amendments under the Investment Advisers Act of 1940 (Advisers Act) to enhance the regulation of private fund advisers and to “protect private fund investors by increasing transparency, competition, and efficiency in the USD18-trillion marketplace”.

Stephen Kenny, Blick Rothenberg

Guidance for investors on the Reporting Fund Regime

Stephen Kenny (pictured) and Daniel Edgson from Blick Rothenberg’s Financial Services team take a look at the Reporting Fund Regime and provides guidance on what UK investors and individuals need to be aware of.

Diligend launches free to use SEC Form ADV data module for institutional investors

Diligend, a fund due diligence and monitoring software provider, has launched a new and free to use Form ADV data module. ADV data plays an instrumental role in helping investors make investment decisions during the selection of fund managers or when monitoring their existing portfolio. The data covers important information

New Chief Commercial Officer appointed at ACA Group

ACA Group (ACA) has appointed Aimee Egan to lead all of the firm’s go-to-market functions (including Sales & Marketing) in a newly created role of Chief Commercial Officer. Read the full story at Hedgeweek…  

Stephen Kenny, Blick Rothenberg

Salaried Member Rules: What you need to know if you’re an LLP

If you’re a member of an LLP, you need to watch out to avoid being caught unexpectedly by the Salaried Member Rules. Stephen Kenny (pictured) from Blick Rothenberg’s Financial Services team looks at the rules in more detail and explains what you need to know.

Events

12 November, 2026 – 5:00 pm

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