The US Commodity Futures Trading Commission has charged Eldon A.

The Securities and Exchange Commission has proposed rule amendments that aim to substantially increase protections for investors who entrust their money to investment advisers.

The Securities and Exchange Commission has charged New York’s former deputy comptroller and a top political adviser for extracting millions of dollars in kickbacks from investment manag

The Washington, DC-based hedge fund industry body, the Managed Funds Association, has announced its support for the establishment of a US systemic risk regulator to restore investor con

The SEC has alleged that two M&A professionals, Nicos Achilleas Stephanou at UBS Investment Bank and Ramesh Chakrapani at Blackstone Advisory Services, tipped five individuals inclu

In the future, investment banking will be more tightly regulated and dominated by risk-averse commercial banks, while new firms that are structured as partnerships but are much smaller wil