Financial services consulting firm Oyster Consulting (Bermuda) Ltd has appointed Ann Daniels to provide consulting services with an emphasis on AML/CFT and Risk Compliance. Daniels (pictured) brings more than 15 years of experience in Regulatory Risk and Compliance in the financial services industry. Ann’s compliance and consulting roles with small
The Maples Group has appointed Hugo Lodge as a partner in its Regulatory & Compliance legal practice. Lodge joins the Group’s Cayman Islands office from the UK Financial Conduct Authority, where he led the new team responsible for the oversight of AML supervision in the UK legal sector, prior
Small to mid-sized investment firms continue to face significant challenges in operating compliance programs that are needed to meet intense regulatory scrutiny, according to Optima Partners, a leading global financial regulatory compliance firm. In an ever-changing regulatory environment, investment firms are forced to commit more resources, in order to keep
Optima Partners has appointed compliance industry veteran Portia Amato as a Director in the firm’s New York office. Amato (pictured), brings nearly two decades of experience in providing compliance services for the investment management industry. In her new role, Amato will be responsible for maintaining client relationships and working with
KNEIP, a Luxembourg-based fund industry specialist, is launching a new digital service platform to the London market, allowing more transparency as well as greater efficiency in the funds industry. The new single layered platform manages the entire fund lifecycle from end to end. KNEIP has digitalised all aspects of investor
A London-based company has unveiled a new web-based marketing compliance tool that it says is aiming to transform marketing compliance for the alternative investment fund management (AIFM) industry. Sales Road Maps Online (SRMO) provides AIFMs with key marketing compliance “rules of the road” for 50 jurisdictions when AIFMs are fundraising
Founded in 2002, the Chartered Alternative Investment Analyst Association (CAIA) has gone from strength to strength in the alternative investment education arena. William Kelly (pictured), CAIA CEO, joined in 2014 and declares that, while it’s been an interesting run, the value proposition of alternatives is alive and well. Kelly
Global regulatory and compliance services provider, Lawson Conner has launched a new outsourced anti-money laundering (AML) solutions offering for Cayman funds. Following the Cayman Islands Monetary Authority (CIMA) requirement to appoint an AML Compliance officer (AMLCO), Money Laundering Reporting Officer (MLRO) and a Deputy MLRO for Cayman domiciled funds, Lawson
Regulatory compliance firm Optima Partners has appointed former Bain Capital chief compliance office Alan K Halfenger as a Partner at the firm. In his role at Optima, Halfenger (pictured) will focus on the regulatory and compliance needs of private equity managers, hedge funds, broker-dealers and global financial services firms. Optima
The Gemini Companies (Gemini) has appointed Brian Privor as Chief Regulatory Officer. In this new role, Privor will help ensure that both Gemini and its fund clients’ operations are optimally equipped to comply with rules set by the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), National
12 November, 2026 – 5:00 pm
12 November, 2026 – 8:00 am
12 February, 2026 – 8:00 am
12 February, 2026 – 5:00 pm
