FORWARD FEATURES CALENDAR

Compliance

Announcement

KOGER rolls out new SWIFT messaging standard

KOGER, provider of the NTAS platform for fund administration and compliance, has completed the rollout to clients of the new SWIFT ISO 20022 standard for investment funds. “We take pride in being at the forefront of technological change in the industry. We remain committed to working with our clients to ensure

Announcement

KOGER launches new Chinese-language capability for investor statements

KOGER, provider of the NTAS platform for fund administration and compliance, is now offering Chinese-language capability for investor statements. More than 8,000 funds with USD2 trillion in assets are administered through NTAS, used by many of the largest asset managers, fund administrators and financial institutions. With this new product innovation, hedge

William H Woolverton, DMS

DMS Governance launches US Regulatory Compliance Services

DMS Governance (DMS) has launched its US Regulatory Compliance services, designed to support US-based investment advisers in improving the quality and increasing the ease of compliance with their regulatory responsibilities.     The DMS’ US Regulatory Compliance services offers expert compliance staff and state-of-the-art technology to investment advisers of hedge and

Lee Godfrey, Ogier

Embracing technological innovation to transform asset management

Rather than taking a short-term reactive approach to coping with regulatory change, and the inevitable reporting/data management task that comes with it, asset managers would be best advised to step back and think more long-term.  That’s the view of Lee Godfrey (pictured), CEO of KNEIP, one of the industry’s leading

ID Register goes from strength to strength with advice from Carey Olsen

One year after its launch, the Guernsey-based private funds platform, The ID Register, has grown substantially with help from Carey Olsen. The ID Register is a universal investor onboarding platform created in response to the changing regulatory requirements and frustration in the funds industry at the lengthy paper-based processes for customer

PerformLine acquires Silverback Social

PerformLine, a regtech company that delivers automated compliance solutions, has acquired social media technology company Silverback Social, with former CEO Chris Dessi joining as VP of Sales.  Former Silverback Social CMO John Zanzarella will be joining PerformLine as Director of Sales and Marketing Operations. Dessi was CEO of Silverback Social

Peter Head, Cheyne Capital

Cheyne Capital Management selects Red Deer for MiFID II research compliance

Red Deer, a next-generation financial technology company dedicated to enhancing the performance of active investment managers, has announced that alternative investment fund manager Cheyne Capital Management has selected Red Deer’s MiFID II solution to manage its research consumption, valuation and inducement requirements across its investment business, in advance of the

Steele Compliance Solutions acquires Compliance Wave

Steele Compliance Solutions has added extensive training and awareness content to its third-party compliance management software and due diligence services, through the acquisition of Compliance Wave. Compliance Wave is a specialist in compliance micro-training content. With a client base of Fortune 500 companies, Compliance Wave provides a library of over 2,000

Ring binders

Record, retain, remove, repeat

By George Ralph, RFA – The alternative investment sector at large is well aware of the imminent GDPR and MiFID ii regulations which are coming into effect next year, and about how firms will require some fairly serious system refreshes if they are to comply properly. However, there is one

George Ralph, RFA

Why 2017 must be the year of compliance. Part 2: MiFID II

By George Ralph (pictured), RFA – If you hadn’t already got enough on the agenda for this year, MiFID II – Markets in Financial Instruments Directive II – and its accompanying regulation, Markets in Financial Instruments Regulation (MiFIR) are looming ever closer to their full implementation date of 3rd January

Events

12 November, 2026 – 5:00 pm

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